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PINE GROVE FINANCIAL GROUP

WOODBURY, MN · CRD 308193 · IAPD ↗ · pinegrovefg.com · 651 714 0323

$1.49BRegulatory AUM
14Advisory reps
24Employees
0Clients
26-50Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — PINE GROVE FINANCIAL GROUP now reports custody of client assets ($657,319).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
January 2026 — PINE GROVE FINANCIAL GROUP notice-filed in AZ, CA, CO, FL, IA, IL, MD, NC, OH, PA, SC, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — PINE GROVE FINANCIAL GROUP reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
March 2025 — PINE GROVE FINANCIAL GROUP grew from 8 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — PINE GROVE FINANCIAL GROUP crossed $1B in regulatory AUM ($699.8M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.