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TRANSWESTERN INVESTMENTS

DALLAS, TX · CRD 159520 · IAPD ↗ · transwesterninvest.com · 214-572-9817

$3.75BRegulatory AUM
25Advisory reps
31Employees
0Clients
0Planning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2026 — TRANSWESTERN INVESTMENT MANAGEMENT, LLC is now doing business as TRANSWESTERN INVESTMENTS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
62
April 2024 — TRANSWESTERN INVESTMENT MANAGEMENT, LLC grew from 19 to 26 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.