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LIQUID STRATEGIES, LLC

ATLANTA, GA · CRD 170107 · IAPD ↗ · overlayshares.com · 800-970-2725

$1.45BRegulatory AUM
5Advisory reps
13Employees
0Clients
0Planning clients
2Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — LIQUID STRATEGIES, LLC crossed $1B in regulatory AUM ($950.4M -> $1.45B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
73
April 2025 — LIQUID STRATEGIES, LLC reported RAUM up 82% ($522.7M -> $950.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
February 2025 — LIQUID STRATEGIES, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — LIQUID STRATEGIES, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — LIQUID STRATEGIES, LLC now reports custody of client assets ($7.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2024 — LIQUID STRATEGIES, LLC now reports 1 private fund(s) ($7.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.