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J. SAFRA ASSET MANAGEMENT CORPORATION

NEW YORK CITY, NY · CRD 131243 · IAPD ↗ · 212-704-5553

$6.26BRegulatory AUM
13Advisory reps
22Employees
1Clients
0Planning clients
7Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — J. SAFRA ASSET MANAGEMENT CORPORATION notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — J. SAFRA ASSET MANAGEMENT CORPORATION reported RAUM up 36% ($4.60B -> $6.26B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
77
April 2026 — J. SAFRA ASSET MANAGEMENT CORPORATION grew from 6 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
80
April 2026 — J. SAFRA ASSET MANAGEMENT CORPORATION now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
47
April 2025 — J. SAFRA ASSET MANAGEMENT CORPORATION notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — J. SAFRA ASSET MANAGEMENT CORPORATION reported RAUM up 25% ($3.68B -> $4.60B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
December 2024 — J. SAFRA ASSET MANAGEMENT CORPORATION added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2024 — J. SAFRA ASSET MANAGEMENT CORPORATION notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
April 2024 — J. SAFRA ASSET MANAGEMENT CORPORATION grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.