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LOC INVESTMENT ADVISERS

HURRICANE, WV · CRD 105708 · IAPD ↗ · locinvestmentadvisers.com · 304-757-8131

$771.0MRegulatory AUM
6Advisory reps
12Employees
7Clients
n/aPlanning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — LOC INVESTMENT ADVISERS (HURRICANE, WV) left the SEC roster (was $771.0M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — LOC INVESTMENT ADVISERS notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.