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ASCENT WEALTH PARTNERS, LLC

NEW HARTFORD, NY · CRD 158898 · IAPD ↗ · ascentwealthpartners.com · 315-624-7300

$1.52BRegulatory AUM
15Advisory reps
17Employees
0Clients
251-500Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
August 2026 — ASCENT WEALTH PARTNERS, LLC notice-filed in CT, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — ASCENT WEALTH PARTNERS, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2026 — ASCENT WEALTH PARTNERS, LLC grew from 10 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
February 2025 — ASCENT WEALTH PARTNERS, LLC notice-filed in GA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — ASCENT WEALTH PARTNERS, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — ASCENT WEALTH PARTNERS, LLC crossed $1B in regulatory AUM ($958.5M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.