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PATHSTONE

ENGLEWOOD, NJ · CRD 151736 · IAPD ↗ · 201-944-7284

$110.30BRegulatory AUM
365Advisory reps
704Employees
0Clients
More than 500Planning clients
161Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — PATHSTONE notice-filed in AR, HI, MO, ND, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — PATHSTONE grew from 342 to 365 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — PATHSTONE added office(s): 18 -> 20 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2025 — PATHSTONE reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2025 — PATHSTONE reported RAUM up 108% ($48.26B -> $100.44B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — PATHSTONE grew from 287 to 342 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
May 2024 — PATHSTONE notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2024 — PATHSTONE added office(s): 15 -> 18 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — PATHSTONE notice-filed in IN, KS, KY, MN, NE, NM, PR, SD, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
April 2024 — PATHSTONE reports 251-500 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2024 — PATHSTONE reported RAUM up 94% ($24.84B -> $48.26B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — PATHSTONE grew from 188 to 287 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.