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CONNECTICUT WEALTH MANAGEMENT, LLC

FARMINGTON, CT · CRD 154310 · IAPD ↗ · vimeo.com · 860-470-0290

$4.48BRegulatory AUM
46Advisory reps
74Employees
0Clients
51-100Planning clients
0Private funds
26States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — CONNECTICUT WEALTH MANAGEMENT, LLC notice-filed in IN, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
76
April 2026 — CONNECTICUT WEALTH MANAGEMENT, LLC grew from 40 to 46 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2026 — CONNECTICUT WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2025 — CONNECTICUT WEALTH MANAGEMENT, LLC grew from 35 to 40 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
April 2024 — CONNECTICUT WEALTH MANAGEMENT, LLC notice-filed in CO, DC, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — CONNECTICUT WEALTH MANAGEMENT, LLC shrank from 47 to 35 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
69
April 2024 — CONNECTICUT WEALTH MANAGEMENT, LLC reported RAUM up 49% ($2.13B -> $3.17B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.