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AGTB FUND MANAGER, LLC

NEW YORK, NY · CRD 318665 · IAPD ↗ · agtbcap.com · 212-692-2000

$4.51BRegulatory AUM
88Advisory reps
239Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2026 — AGTB FUND MANAGER, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
56
April 2026 — AGTB FUND MANAGER, LLC reported RAUM up 34% ($3.37B -> $4.51B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — AGTB FUND MANAGER, LLC grew from 83 to 88 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2025 — AGTB FUND MANAGER, LLC reported RAUM up 128% ($1.48B -> $3.37B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — AGTB FUND MANAGER, LLC grew from 78 to 83 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
April 2024 — AGTB FUND MANAGER, LLC grew from 70 to 78 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2024 — AGTB FUND MANAGER, LLC crossed $1B in regulatory AUM ($877.5M -> $1.48B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.