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MWA FINANCIAL SERVICES, INC.

ROCK ISLAND, IL · CRD 112630 · IAPD ↗ · 309-558-3100

$640.0MRegulatory AUM
164Advisory reps
721Employees
51Clients
51-100Planning clients
0Private funds
50States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
June 2026 — MWA FINANCIAL SERVICES, INC.'s Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
May 2026 — MWA FINANCIAL SERVICES, INC. notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — MWA FINANCIAL SERVICES, INC. added office(s): 97 -> 104 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — MWA FINANCIAL SERVICES, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — MWA FINANCIAL SERVICES, INC. crossed $500M in regulatory AUM ($376.9M -> $640.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
83
April 2026 — MWA FINANCIAL SERVICES, INC. grew from 134 to 164 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2026 — MWA FINANCIAL SERVICES, INC. notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — MWA FINANCIAL SERVICES, INC. notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — MWA FINANCIAL SERVICES, INC. added office(s): 81 -> 97 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — MWA FINANCIAL SERVICES, INC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
April 2025 — MWA FINANCIAL SERVICES, INC. reported RAUM up 74% ($216.1M -> $376.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
83
April 2025 — MWA FINANCIAL SERVICES, INC. grew from 115 to 134 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
December 2024 — MWA FINANCIAL SERVICES, INC. notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
August 2024 — MWA FINANCIAL SERVICES, INC. notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
May 2024 — MWA FINANCIAL SERVICES, INC. notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — MWA FINANCIAL SERVICES, INC. notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — MWA FINANCIAL SERVICES, INC. added office(s): 61 -> 81 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2024 — MWA FINANCIAL SERVICES, INC. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
April 2024 — MWA FINANCIAL SERVICES, INC. reported RAUM up 59% ($135.6M -> $216.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
April 2024 — MWA FINANCIAL SERVICES, INC. grew from 102 to 115 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.