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POLUS CAPITAL MANAGEMENT LIMITED

LONDON, United Kingdom · CRD 139138 · IAPD ↗ · poluscapital.com · 44-20-7259-4800

$5.32BRegulatory AUM
36Advisory reps
85Employees
0Clients
n/aPlanning clients
15Private funds
0States
7Disclosures
foreignSegment
ApprovedSEC status

Filing changes

38
April 2025 — POLUS CAPITAL MANAGEMENT LIMITED reported RAUM up 41% ($4.28B -> $6.05B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2025 — POLUS CAPITAL MANAGEMENT LIMITED grew from 35 to 40 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
52
October 2024 — POLUS CAPITAL MANAGEMENT LIMITED grew from 23 to 35 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — POLUS CAPITAL MANAGEMENT LIMITED now reports custody of client assets ($151.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.