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ADVANTAGE INVESTMENT MANAGEMENT

LOUISVILLE, KY · CRD 146493 · IAPD ↗ · 502-212-3000

$215.4MRegulatory AUM
5Advisory reps
10Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
September 2026 — ADVANTAGE INVESTMENT MANAGEMENT notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2025 — ADVANTAGE INVESTMENT MANAGEMENT notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — ADVANTAGE INVESTMENT MANAGEMENT notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.