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COZAD ASSET MANAGEMENT INC

CHAMPAIGN, IL · CRD 104764 · IAPD ↗ · 217-356-8363

$2.62BRegulatory AUM
20Advisory reps
29Employees
3Clients
101-250Planning clients
0Private funds
36States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

72
April 2026 — COZAD ASSET MANAGEMENT INC reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
February 2026 — COZAD ASSET MANAGEMENT INC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
December 2025 — COZAD ASSET MANAGEMENT INC notice-filed in OK, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2025 — COZAD ASSET MANAGEMENT INC notice-filed in AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
November 2024 — COZAD ASSET MANAGEMENT INC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — COZAD ASSET MANAGEMENT INC now reports custody of client assets ($1.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
February 2024 — COZAD ASSET MANAGEMENT INC notice-filed in GA, IA, NJ, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.