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CAPITAL MARKETS IQ, LLC

· CRD 134921 · IAPD ↗ · 310.882.6380

$571.4MRegulatory AUM
20Advisory reps
23Employees
78Clients
11-25Planning clients
0Private funds
30States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — CAPITAL MARKETS IQ, LLC crossed $500M in regulatory AUM ($450.9M -> $571.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
April 2025 — CAPITAL MARKETS IQ, LLC notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — CAPITAL MARKETS IQ, LLC added office(s): 17 -> 18 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
February 2025 — CAPITAL MARKETS IQ, LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — CAPITAL MARKETS IQ, LLC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — CAPITAL MARKETS IQ, LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — CAPITAL MARKETS IQ, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.