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ASCENT CAPITAL

BEND, OR · CRD 131423 · IAPD ↗ · ascentbend.com · 541-382-4847

$445.6MRegulatory AUM
5Advisory reps
6Employees
0Clients
251-500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2026 — ASCENT CAPITAL (BEND, OR) left the SEC roster (was $445.6M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — ASCENT CAPITAL notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.