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SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC

· CRD 309110 · IAPD ↗ · simafunds.com · 917 750-5588

$100.6MRegulatory AUM
4Advisory reps
4Employees
5Clients
n/aPlanning clients
4Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
September 2026 — SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC shrank from 36 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2024 — SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC reported RAUM up 41% ($64.2M -> $90.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2024 — SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC grew from 29 to 36 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.