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DRIVE WEALTH ADVISERS

LEHI, UT · CRD 174728 · IAPD ↗ · drivewealthadvisers.com · 801-901-6150

$1.50BRegulatory AUM
15Advisory reps
17Employees
0Clients
1-10Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — DRIVE WEALTH ADVISERS added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
May 2026 — DRIVE WEALTH ADVISERS notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — DRIVE WEALTH ADVISERS reported RAUM down 31% ($2.18B -> $1.50B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2026 — DRIVE WEALTH ADVISERS shrank from 26 to 15 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
49
April 2025 — DRIVE WEALTH ADVISERS notice-filed in AL, GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
81
April 2025 — DRIVE WEALTH ADVISERS grew from 15 to 26 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
April 2024 — DRIVE WEALTH ADVISERS notice-filed in NE, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.