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STONEBRIDGE FINANCIAL GROUP, LLC

WORMLEYSBURG, PA · CRD 327529 · IAPD ↗ · 717-736-7007

$2.28BRegulatory AUM
21Advisory reps
29Employees
1Clients
More than 500Planning clients
0Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
December 2025 — STONEBRIDGE FINANCIAL GROUP, LLC added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
78
April 2025 — STONEBRIDGE FINANCIAL GROUP, LLC reports More than 500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
June 2024 — STONEBRIDGE FINANCIAL GROUP, LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
74
June 2024 — STONEBRIDGE FINANCIAL GROUP, LLC grew from 13 to 17 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
May 2024 — STONEBRIDGE FINANCIAL GROUP, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — STONEBRIDGE FINANCIAL GROUP, LLC shrank from 17 to 13 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — STONEBRIDGE FINANCIAL GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — STONEBRIDGE FINANCIAL GROUP, LLC notice-filed in AZ, CA, CO, CT, DE, FL, GA, MD, ME, NC, NH, NY, OH, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — STONEBRIDGE FINANCIAL GROUP, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — STONEBRIDGE FINANCIAL GROUP, LLC now reports custody of client assets ($306.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
April 2024 — STONEBRIDGE FINANCIAL GROUP, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
46
February 2024 — STONEBRIDGE FINANCIAL GROUP, LLC notice-filed in LA, NJ, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.