← Tributary

FARADAY CAPITAL, L.P.

ROCKLIN, CA · CRD 289584 · IAPD ↗ · faradaycap.com · (916) 251 7146

$64.6MRegulatory AUM
3Advisory reps
4Employees
0Clients
0Planning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
August 2024 — FARADAY CAPITAL, L.P. (ROCKLIN, CA) left the SEC roster (was $64.6M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
27
April 2024 — FARADAY CAPITAL, L.P. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
April 2024 — FARADAY CAPITAL, L.P. reported RAUM down 86% ($471.2M -> $64.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
April 2024 — FARADAY CAPITAL, L.P. moved its main office from FORT WORTH, TX to ROCKLIN, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.