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KING RIVER CAPITAL MANAGEMENT PTY LTD

SURRY HILLS, NEW SOUTH WALES, Australia · CRD 317361 · IAPD ↗ · 61 417 637 684

$440.8MRegulatory AUM
10Advisory reps
21Employees
0Clients
n/aPlanning clients
19Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

33
October 2024 — KING RIVER CAPITAL MANAGEMENT PTY LTD reported RAUM up 26% ($338.5M -> $425.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
October 2024 — KING RIVER CAPITAL MANAGEMENT PTY LTD grew from 8 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
April 2024 — KING RIVER CAPITAL MANAGEMENT PTY LTD (SURRY HILLS, NEW SOUTH WALES, Australia) is newly SEC-registered with $338.5M RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.