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KESTRA PRIVATE WEALTH SERVICES, LLC

AUSTIN, TX · CRD 155193 · IAPD ↗ · 844-553-7872

$13.45BRegulatory AUM
211Advisory reps
211Employees
109Clients
51-100Planning clients
0Private funds
53States
22Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — KESTRA PRIVATE WEALTH SERVICES, LLC reported RAUM up 32% ($10.21B -> $13.45B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
83
April 2026 — KESTRA PRIVATE WEALTH SERVICES, LLC grew from 198 to 211 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — KESTRA PRIVATE WEALTH SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (20 -> 22).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
67
April 2025 — KESTRA PRIVATE WEALTH SERVICES, LLC reported RAUM up 40% ($7.30B -> $10.21B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — KESTRA PRIVATE WEALTH SERVICES, LLC grew from 158 to 198 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2025 — KESTRA PRIVATE WEALTH SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (18 -> 20).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
63
April 2024 — KESTRA PRIVATE WEALTH SERVICES, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
April 2024 — KESTRA PRIVATE WEALTH SERVICES, LLC reported RAUM up 63% ($4.48B -> $7.30B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — KESTRA PRIVATE WEALTH SERVICES, LLC grew from 119 to 158 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2024 — KESTRA PRIVATE WEALTH SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (16 -> 18).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.