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ATS WEALTH MANAGEMENT

SAN DIEGO, CA · CRD 137705 · IAPD ↗ · atswealthmanagement.com · 858-643-5757

$383.6MRegulatory AUM
4Advisory reps
6Employees
0Clients
11-25Planning clients
0Private funds
3States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — ATS WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
March 2026 — ATS WEALTH MANAGEMENT reported RAUM up 31% ($292.3M -> $383.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2026 — ATS WEALTH MANAGEMENT grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2025 — ATS WEALTH MANAGEMENT shrank from 5 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
67
April 2024 — ATS WEALTH MANAGEMENT grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.