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SHOKER INVESTMENTS

· CRD 107857 · IAPD ↗ · 513-524-1776

$510.8MRegulatory AUM
2Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — SHOKER INVESTMENTS crossed $500M in regulatory AUM ($420.7M -> $510.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
April 2025 — SHOKER INVESTMENTS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — SHOKER INVESTMENTS notice-filed in FL, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.