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KINGSWOOD CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA · CRD 304649 · IAPD ↗ · kingswood-capital.com · 424-200-6600

$3.75BRegulatory AUM
26Advisory reps
33Employees
0Clients
n/aPlanning clients
15Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2026 — KINGSWOOD CAPITAL MANAGEMENT, L.P. reported RAUM up 27% ($2.95B -> $3.75B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2026 — KINGSWOOD CAPITAL MANAGEMENT, L.P. grew from 20 to 26 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
59
April 2025 — KINGSWOOD CAPITAL MANAGEMENT, L.P. reported RAUM up 75% ($1.69B -> $2.95B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
59
April 2025 — KINGSWOOD CAPITAL MANAGEMENT, L.P. grew from 16 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
59
April 2024 — KINGSWOOD CAPITAL MANAGEMENT, L.P. grew from 12 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.