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MCBROOM & ASSOCIATES, LLC

LAS VEGAS, NV · CRD 151187 · IAPD ↗ · 702-267-6649

$242.1MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2025 — MCBROOM & ASSOCIATES, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — MCBROOM & ASSOCIATES, LLC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
April 2024 — MCBROOM & ASSOCIATES, LLC reported RAUM up 39% ($124.2M -> $173.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.