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TORREYANA CAPITAL

LA JOLLA, CA · CRD 329075 · IAPD ↗ · torreyanacapital.com · 6198377996

$837.4MRegulatory AUM
4Advisory reps
10Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — TORREYANA CAPITAL now reports 1 private fund(s) ($20.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
43
July 2024 — TORREYANA CAPITAL filed an Item 4A succession naming TORREYANA CAPITAL (CRD 329075) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
68
April 2024 — TORREYANA CAPITAL now reports custody of client assets ($736.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2024 — TORREYANA CAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.