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COMPOUND PLANNING, INC.

NEW YORK, NY · CRD 171787 · IAPD ↗ · compoundplanning.com · 888-533-9364

$4.85BRegulatory AUM
76Advisory reps
119Employees
0Clients
11-25Planning clients
0Private funds
52States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — COMPOUND PLANNING, INC. notice-filed in DC, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — COMPOUND PLANNING, INC. now reports custody of client assets ($1.33B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
72
April 2026 — COMPOUND PLANNING, INC. reported RAUM up 60% ($3.03B -> $4.85B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — COMPOUND PLANNING, INC. grew from 48 to 76 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — COMPOUND PLANNING, INC.'s Item 11 disclosure-reporting entries rose by 1 (4 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
April 2025 — COMPOUND PLANNING is now doing business as COMPOUND PLANNING, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
75
April 2025 — COMPOUND PLANNING, INC. reported RAUM up 117% ($1.40B -> $3.03B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — COMPOUND PLANNING, INC. grew from 13 to 48 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
30
March 2025 — COMPOUND PLANNING changed its website from lifeplan2retire.com to opturaadvisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
January 2025 — COMPOUND PLANNING added office(s): 44 -> 45 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
30
December 2024 — COMPOUND PLANNING changed its website from thomasadvisoryservices.com to lifeplan2retire.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
December 2024 — COMPOUND PLANNING added office(s): 40 -> 44 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
30
April 2024 — COMPOUND PLANNING changed its website from whitwelladvisors.com to thomasadvisoryservices.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2024 — COMPOUND PLANNING's Item 11 disclosure-reporting entries rose by 1 (3 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — COMPOUND PLANNING shrank from 27 to 13 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — COMPOUND PLANNING added office(s): 0 -> 40 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2024 — COMPOUND PLANNING reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
February 2024 — COMPOUND PLANNING notice-filed in AL, AR, CT, DE, HI, IA, ID, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NC, ND, NE, NM, RI, SC, SD, VI, VT, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.