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HOLLOW BROOK WEALTH MANAGEMENT LLC

KATONAH, NY · CRD 145521 · IAPD ↗ · hbwmllc.com · 212-364-1848

$1.37BRegulatory AUM
4Advisory reps
18Employees
1Clients
101-250Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

30
April 2026 — HOLLOW BROOK WEALTH MANAGEMENT LLC changed its website from hollowbrookllc.com to hbwmllc.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
63
April 2026 — HOLLOW BROOK WEALTH MANAGEMENT LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
April 2025 — HOLLOW BROOK WEALTH MANAGEMENT LLC shrank from 6 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
51
April 2024 — HOLLOW BROOK WEALTH MANAGEMENT LLC notice-filed in CO, NJ, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — HOLLOW BROOK WEALTH MANAGEMENT LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — HOLLOW BROOK WEALTH MANAGEMENT LLC crossed $1B in regulatory AUM ($956.6M -> $1.05B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.