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AQUATIC CAPITAL MANAGEMENT LLC

CHICAGO, IL · CRD 307291 · IAPD ↗ · aquatic.com · 312-858-6200

$5.43BRegulatory AUM
67Advisory reps
91Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — AQUATIC CAPITAL MANAGEMENT LLC shrank from 87 to 67 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2025 — AQUATIC CAPITAL MANAGEMENT LLC grew from 66 to 87 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
April 2024 — AQUATIC CAPITAL MANAGEMENT LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2024 — AQUATIC CAPITAL MANAGEMENT LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2024 — AQUATIC CAPITAL MANAGEMENT LLC reported RAUM up 217% ($1.75B -> $5.54B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — AQUATIC CAPITAL MANAGEMENT LLC grew from 41 to 66 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.