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VANGUARD GLOBAL ADVISERS, LLC

MALVERN, PA · CRD 164593 · IAPD ↗ · vanguardoffshore.com · 610-669-1000

$249.66BRegulatory AUM
314Advisory reps
315Employees
0Clients
n/aPlanning clients
0Private funds
0States
119Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
August 2026 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 2 (117 -> 119).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2026 — VANGUARD GLOBAL ADVISERS, LLC reported RAUM down 49% ($491.43B -> $249.66B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
75
April 2026 — VANGUARD GLOBAL ADVISERS, LLC grew from 84 to 314 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
January 2026 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 8 (109 -> 117).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
December 2025 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 22 (87 -> 109).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
August 2025 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 12 (75 -> 87).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
July 2025 — VANGUARD GLOBAL ADVISERS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
June 2025 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 14 (61 -> 75).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
May 2025 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 14 (47 -> 61).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2025 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 22 (25 -> 47).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2025 — VANGUARD GLOBAL ADVISERS, LLC shrank from 105 to 84 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
March 2025 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 5 (20 -> 25).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
January 2025 — VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 1 (19 -> 20).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2024 — VANGUARD GLOBAL ADVISERS, LLC reported RAUM up 28% ($337.51B -> $432.75B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — VANGUARD GLOBAL ADVISERS, LLC grew from 77 to 105 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.