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INSIGHT INVESTMENT

NEW YORK, NY · CRD 145995 · IAPD ↗ · 212-527-1800

$171.09BRegulatory AUM
112Advisory reps
238Employees
0Clients
0Planning clients
0Private funds
53States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — INSIGHT INVESTMENT grew from 83 to 112 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — INSIGHT INVESTMENT notice-filed in AK, AL, AR, AZ, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2024 — INSIGHT INVESTMENT's Item 11 disclosure-reporting entries rose by 8 (9 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2024 — INSIGHT INVESTMENT now reports custody of client assets ($156.12B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.