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CAPITAL PLANNING ADVISORS LLC

ROSEVILLE, CA · CRD 170266 · IAPD ↗ · 916-286-7650

$1.50BRegulatory AUM
8Advisory reps
10Employees
1Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
July 2026 — CAPITAL PLANNING ADVISORS LLC (ROSEVILLE, CA) left the SEC roster (was $1.50B RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
April 2026 — CAPITAL PLANNING ADVISORS LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
April 2024 — CAPITAL PLANNING ADVISORS LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — CAPITAL PLANNING ADVISORS LLC crossed $1B in regulatory AUM ($985.7M -> $1.14B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.