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PARK AVENUE SECURITIES LLC

NEW YORK, NY · CRD 46173 · IAPD ↗ · vestwise.com · 1-888-600-4667

$19.58BRegulatory AUM
2054Advisory reps
2073Employees
38649Clients
More than 500Planning clients
0Private funds
53States
38Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — PARK AVENUE SECURITIES LLC added office(s): 427 -> 543 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2026 — PARK AVENUE SECURITIES LLC reported RAUM up 31% ($15.00B -> $19.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — PARK AVENUE SECURITIES LLC grew from 1963 to 2054 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — PARK AVENUE SECURITIES LLC's Item 11 disclosure-reporting entries rose by 1 (39 -> 40).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — PARK AVENUE SECURITIES LLC added office(s): 399 -> 427 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2025 — PARK AVENUE SECURITIES LLC reported RAUM up 26% ($11.88B -> $15.00B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — PARK AVENUE SECURITIES LLC grew from 1820 to 1963 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — PARK AVENUE SECURITIES LLC added office(s): 385 -> 399 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — PARK AVENUE SECURITIES LLC grew from 1805 to 1820 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.