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SMITH & WYATT

COLLEGE STATION, TX · CRD 285310 · IAPD ↗ · 979-431-5440

$207.5MRegulatory AUM
8Advisory reps
9Employees
8Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2026 — SMITH & WYATT notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — SMITH & WYATT reported RAUM up 31% ($158.6M -> $207.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
March 2026 — SMITH & WYATT grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
March 2025 — SMITH & WYATT notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — SMITH & WYATT reported RAUM up 32% ($119.8M -> $158.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
October 2024 — SMITH & WYATT moved its main office from BRYAN, TX to COLLEGE STATION, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
June 2024 — SMITH & WYATT added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2024 — SMITH & WYATT notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — SMITH & WYATT added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2024 — SMITH & WYATT grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.