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CAPITAL ADVISORS, INC.

TULSA, OK · CRD 104643 · IAPD ↗ · capadvfunds.com · (866) 230-5879

$7.43BRegulatory AUM
35Advisory reps
69Employees
0Clients
251-500Planning clients
0Private funds
51States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
September 2026 — CAPITAL ADVISORS, INC. (TULSA, OK) left the SEC roster (was $7.43B RAUM, 35 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2025 — CAPITAL ADVISORS, INC. shrank from 38 to 33 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — CAPITAL ADVISORS, INC. added office(s): 9 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — CAPITAL ADVISORS, INC. now reports custody of client assets ($54.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
August 2024 — CAPITAL ADVISORS, INC. added office(s): 10 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — CAPITAL ADVISORS, INC. reported RAUM up 29% ($4.26B -> $5.50B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
April 2024 — CAPITAL ADVISORS, INC. grew from 32 to 38 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.