← Tributary

TRUE NORTH FINANCIAL

BILLINGS, MT · CRD 309126 · IAPD ↗ · planwithtruenorth.com · 406-294-5000

$357.4MRegulatory AUM
4Advisory reps
6Employees
0Clients
1-10Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2025 — TRUE NORTH FINANCIAL (BILLINGS, MT) left the SEC roster (was $357.4M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
April 2024 — TRUE NORTH FINANCIAL now reports custody of client assets ($193.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — TRUE NORTH FINANCIAL grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.