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DEAN CAPITAL MANAGEMENT

OVERLAND PARK, KS · CRD 145666 · IAPD ↗ · deancapmgmt.com · 913-944-4444

$1.15BRegulatory AUM
5Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — DEAN CAPITAL MANAGEMENT notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — DEAN CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($845.9M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.