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CADARET GRANT & CO INC

SYRACUSE, NY · CRD 10641 · IAPD ↗ · 800-288-8601

$7.67BRegulatory AUM
429Advisory reps
692Employees
5417Clients
101-250Planning clients
0Private funds
53States
12Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
January 2026 — CADARET GRANT & CO INC (SYRACUSE, NY) left the SEC roster (was $7.67B RAUM, 429 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2025 — CADARET GRANT & CO INC shrank from 489 to 429 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
September 2024 — CADARET GRANT & CO INC's Item 11 disclosure-reporting entries rose by 3 (40 -> 43).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
April 2024 — CADARET GRANT & CO INC notice-filed in VI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — CADARET GRANT & CO INC shrank from 513 to 489 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
66
April 2024 — CADARET GRANT & CO INC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.