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AVANTAX ADVISORY SERVICES

DALLAS, TX · CRD 104556 · IAPD ↗ · 972-870-6000

$46.11BRegulatory AUM
2278Advisory reps
2278Employees
2173Clients
251-500Planning clients
0Private funds
52States
15Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — AVANTAX ADVISORY SERVICES (DALLAS, TX) left the SEC roster (was $46.11B RAUM, 2278 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2025 — AVANTAX ADVISORY SERVICES's Item 11 disclosure-reporting entries rose by 6 (9 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — AVANTAX ADVISORY SERVICES shrank from 2478 to 2278 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — AVANTAX ADVISORY SERVICES added office(s): 1580 -> 1923 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — AVANTAX ADVISORY SERVICES added office(s): 1514 -> 1580 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — AVANTAX ADVISORY SERVICES reported RAUM up 35% ($30.97B -> $41.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — AVANTAX ADVISORY SERVICES grew from 2433 to 2478 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.