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COMMONWEALTH FINANCIAL SERVICES

VIENNA, WV · CRD 324930 · IAPD ↗ · cfswv.com · 304-422-3531

$994.7MRegulatory AUM
13Advisory reps
26Employees
1Clients
1-10Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2026 — COMMONWEALTH FINANCIAL SERVICES reported RAUM up 28% ($774.8M -> $994.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
48
March 2025 — COMMONWEALTH FINANCIAL SERVICES moved its main office from PARKERSBURG, WV to VIENNA, WV.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
March 2025 — COMMONWEALTH FINANCIAL SERVICES notice-filed in CA, CO, KY, LA, MI, NY, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
August 2024 — COMMONWEALTH FINANCIAL SERVICES now reports custody of client assets ($149.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
April 2024 — COMMONWEALTH FINANCIAL SERVICES notice-filed in FL, GA, IN, MD, NC, ND, NE, PA, SC, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
79
April 2024 — COMMONWEALTH FINANCIAL SERVICES reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.