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TAIKO PRIVATE WEALTH

CHICAGO, IL · CRD 329909 · IAPD ↗ · 3123004781

$514.8MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2025 — TAIKO PRIVATE WEALTH crossed $500M in regulatory AUM ($239.0M -> $599.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
46
June 2024 — TAIKO PRIVATE WEALTH notice-filed in CA, FL, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2024 — TAIKO PRIVATE WEALTH (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.