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ROGAN & ASSOCIATES

SAFETY HARBOR, FL · CRD 42762 · IAPD ↗ · 727-712-3400

$709.6MRegulatory AUM
9Advisory reps
14Employees
0Clients
101-250Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

78
June 2026 — ROGAN & ASSOCIATES now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
45
April 2026 — ROGAN & ASSOCIATES notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2024 — ROGAN & ASSOCIATES notice-filed in AZ, OH, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — ROGAN & ASSOCIATES crossed $500M in regulatory AUM ($286.0M -> $586.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.