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UBS ASSET MANAGERS OF PUERTO RICO

SAN JUAN, PR · CRD 313696 · IAPD ↗ · ubs.com · 787-773-3888

$1.38BRegulatory AUM
6Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
1States
1Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2025 — UBS ASSET MANAGERS OF PUERTO RICO shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2024 — UBS ASSET MANAGERS OF PUERTO RICO's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.