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DELTA FINANCIAL GROUP, INC.

BASKING RIDGE, NJ · CRD 107399 · IAPD ↗ · deltafinancialgroup.com · 908-542-9400

$1.20BRegulatory AUM
4Advisory reps
10Employees
67Clients
251-500Planning clients
0Private funds
25States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — DELTA FINANCIAL GROUP, INC. (BASKING RIDGE, NJ) left the SEC roster (was $1.20B RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
April 2024 — DELTA FINANCIAL GROUP, INC. crossed $1B in regulatory AUM ($996.3M -> $1.20B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.