← Tributary

THE HOGAN-KNOTTS FINANCIAL GROUP, INC.

RED BANK, NJ · CRD 106758 · IAPD ↗ · hkfg.biz · 732-842-7400

$331.6MRegulatory AUM
4Advisory reps
4Employees
180Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2026 — THE HOGAN-KNOTTS FINANCIAL GROUP, INC. (RED BANK, NJ) left the SEC roster (was $331.6M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — THE HOGAN-KNOTTS FINANCIAL GROUP, INC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.