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SHIMA CAPITAL MANAGEMENT LLC

IRVINE, CA · CRD 320929 · IAPD ↗ · shima.capital · 808-301-2963

$164.6MRegulatory AUM
6Advisory reps
11Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

27
April 2025 — SHIMA CAPITAL MANAGEMENT LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
April 2025 — SHIMA CAPITAL MANAGEMENT LLC moved its main office from SAN JUAN, PR to IRVINE, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
35
April 2025 — SHIMA CAPITAL MANAGEMENT LLC shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
30
April 2024 — SHIMA CAPITAL MANAGEMENT LLC reported RAUM down 31% ($228.4M -> $158.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
52
April 2024 — SHIMA CAPITAL MANAGEMENT LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.