← Tributary

GPB CAPITAL HOLDINGS, LLC

GREENWICH, CT · CRD 169825 · IAPD ↗ · 855-635-3027

$646.2MRegulatory AUM
1Advisory reps
7Employees
2Clients
n/aPlanning clients
1Private funds
2States
18Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
April 2026 — GPB CAPITAL HOLDINGS, LLC reported RAUM down 38% ($1.05B -> $646.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2025 — GPB CAPITAL HOLDINGS, LLC's Item 11 disclosure-reporting entries rose by 1 (17 -> 18).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2025 — GPB CAPITAL HOLDINGS, LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2024 — GPB CAPITAL HOLDINGS, LLC moved its main office from NEW YORK, NY to GREENWICH, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
April 2024 — GPB CAPITAL HOLDINGS, LLC's Item 11 disclosure-reporting entries rose by 5 (12 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2024 — GPB CAPITAL HOLDINGS, LLC crossed $1B in regulatory AUM ($611.9M -> $1.15B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.