← Tributary

MAG CAP

RIDGELAND, MS · CRD 298398 · IAPD ↗ · 601-362-5872

$1.69BRegulatory AUM
13Advisory reps
18Employees
0Clients
1-10Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — MAG CAP reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — MAG CAP now reports custody of client assets ($62.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
65
April 2025 — MAG CAP reported RAUM up 29% ($1.15B -> $1.48B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
February 2025 — MAG CAP moved its main office from JACKSON, MS to RIDGELAND, MS.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
February 2025 — MAG CAP added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
October 2024 — MAG CAP notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — MAG CAP added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2024 — MAG CAP grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — MAG CAP crossed $1B in regulatory AUM ($884.2M -> $1.15B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
March 2024 — MAG CAP added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.