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SVOF/MM, LLC

SANTA MONICA, CA · CRD 132205 · IAPD ↗ · blackrock.com · 310 566 1000

$16.4MRegulatory AUM
1Advisory reps
4Employees
1Clients
n/aPlanning clients
2Private funds
1States
30Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
July 2026 — SVOF/MM, LLC's Item 11 disclosure-reporting entries rose by 2 (28 -> 30).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
30
April 2026 — SVOF/MM, LLC reported RAUM down 86% ($117.8M -> $16.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
April 2025 — SVOF/MM, LLC reported RAUM down 42% ($203.5M -> $117.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2025 — SVOF/MM, LLC shrank from 19 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
March 2025 — SVOF/MM, LLC's Item 11 disclosure-reporting entries rose by 2 (30 -> 32).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
January 2025 — SVOF/MM, LLC's Item 11 disclosure-reporting entries rose by 2 (28 -> 30).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
November 2024 — SVOF/MM, LLC's Item 11 disclosure-reporting entries rose by 3 (25 -> 28).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
September 2024 — SVOF/MM, LLC's Item 11 disclosure-reporting entries rose by 1 (42 -> 43).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
May 2024 — SVOF/MM, LLC's Item 11 disclosure-reporting entries rose by 1 (41 -> 42).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
30
April 2024 — SVOF/MM, LLC reported RAUM down 68% ($626.6M -> $203.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — SVOF/MM, LLC now reports custody of client assets ($407.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.