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SHINING ROCK ADVISORS LLC

ASHEVILLE, NC · CRD 311295 · IAPD ↗ · shiningrockadvisors.com · 828-380-0071

$153.8MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — SHINING ROCK ADVISORS LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
April 2024 — SHINING ROCK ADVISORS LLC reported RAUM up 38% ($116.1M -> $160.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — SHINING ROCK ADVISORS LLC now reports custody of client assets ($1.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.